AML Investigation Workflow

An AML investigation workflow is a step-by-step process that guides compliance teams through the stages of reviewing and resolving potential money laundering cases. This workflow typically begins with the generation of an alert, followed by data collection, preliminary analysis, a detailed investigation, and final disposition. Clear workflows ensure consistency in handling cases and help maintain regulatory compliance.

Well-defined workflows enhance efficiency, support thorough investigations, and minimize the risk of missing important details. They provide teams with a framework that can be adapted to meet organizational policies and regulatory requirements.