Compliance Program

A compliance program is an organized set of policies, procedures, and practices implemented by an organization to ensure adherence to laws, regulations, and internal standards. It includes risk assessments, training, monitoring, reporting, and response plans. A robust compliance program helps prevent violations and protects the organization from regulatory fines and reputational damage.

Maintaining an effective compliance program is essential for building trust with regulators and stakeholders and demonstrating the organization’s commitment to ethical practices.